Broker Check



  • Norma Romero-Mitchell has recently been awarded the Ethics Approved Seal by IARFC

    Norma Romero-Mitchell was granted the Ethics Approved Seal in 2020 by the International Association of Registered Financial Consultants (IARFC®) for the time period 2020-2022.  Ethics Approved Status means adherence to the IARFC Code of Ethics with a clear record for the past five years. Members are biennially verified through FINRA, State licensing records, internet searches and are required to pass the Ethics Exam. Membership in the IARFC was required and Norma Romero-Mitchell paid a membership fee of $250 in 2020.  No fee was paid for the nomination, receipt or promotion of the seal. For more information visit